Process Improvement - A How To Guide

INTRODUCTION
- Analyze process inputs and outputs--Study inputs
Objective:and outputs to see if they are appropriate and what
improvements could be made. Also decide if the
- To help enable process improvement for bettercycle time is acceptable for competitive purposes,
performance-do it better, cheaper, faster.regardless of how easy or difficult it would be to
improve it.
Would you like a simple, effective approach to
process improvement? This is a generic method for- Estimate Improvements-For principal metrics. Do
almost any type of process and is intended as athis at the start and again after the internal process
guide of things to do, rather than an in-depth tutorial.has been analyzed. For each one of the performance
Because it's generic, it doesn't containimprovements, write up how you will accomplish it.
discipline-specific technical advice. While it outlines aWhen work actually starts on improvement planning,
methodical approach, we also encourage creativity inother ways will be probably also be found.
concert with it, because the biggest breakthroughs
happen when method and creativity find a way toNow you're ready to look at the internal process
co-exist.steps. . .
This article first defines key terms, then discussesInternal to the Process
how to improve inputs to the process, the process
itself, and wraps up with some "lessons learned"Analyze the overall process flow, preferably using
advice. Although production and manufacturing termspictorial charts and problem identification techniques.
are employed, nearly everything herein works forRepeatedly walk through the process physically with
service businesses and office operations. It isemployees, customers, suppliers, consultants,
currently fashionable to say that value is only addedobjective bystanders and learn all you can about
on the factory floor, but little would happen on itswhat is right and wrong. This seems to work better
own without the intelligence value-added of suchwhen one performs the external steps first. Look for
"non-value- added" activities as marketing, selling,continuity, search for gaps or redundancy, delays and
planning, designing, contracting, buying, shipping, etc.defect generation. It helps to do a map of the area,
The "value-added" concept needs expansion beyondsuperimposing activity, paper and material movement.
the narrow realm of production that it is now so
myopically focused upon.Finally, it is also helpful to prepare a summary of
activities chart, showing: responsible person, cycle
DEFINITIONStime consumed, delays, inspection, movement,
wasted time, defect generation, process Takt time,
Processvalue-added component, non-value-added, probable
reduction and whether step is needed under current
- A process is a collection of related activities thatconditions, wait time, defects produced, resources
adds value to a product or service, that a customerconsumed, applicable policies, procedures and
would be willing to pay for. A process accomplishesinstructions. The number and complexity of
specific objectives. Products consume processes,worksheets used is a function of the complexity of
which consume activities, which consume resources,the process and the mindsets of those in charge.
such as money, manpower, material, and machine.Space limitations don't allow us to show you enough
They may also require information, in the form ofsamples.
specifications, instructions and schedules." - George
Miller, PROACTIONSee if the broader, overall process, or even parts of
this process are interfering with the portion you are
- A collection of activities that takes one or moreworking on. For example, in a recent project, a
kinds of input and creates an output that is of valuecompany discovered that its order picking
to the customer." - Hammer and Champy, ineffectiveness was being severely hampered by
Reengineering the Corporationimproper stock and record keeping practices that
eroded inventory record accuracy. This prompted the
Typical potential process improvement areas are:company to properly redirect its energies on
improving this critical upstream activity first. Redo
- SpeedFigure 6 when you are done, including the additional
- Cost/Return on Investment/Assets"how-to" write-ups.
- Quality
- FlexibilityFocus on eliminating defects, problems and
- Product Innovation/Improvementconstraints.
- Compliance/Safety
Rather than detail planning, followed by a "big bang"
And will help enhance:implementation of changes, it is desirable to test and
incrementally implement new changes. In the case of
- Profitability/asset return/shareholder valueradical process change, this is not always possible,
- Customer servicealthough prototyping and parallel operation can help
- Market sharealleviate the risk and pain of major change.
- Reputation
- The performance of a process may often be
Select from the targeted improvement areas aboveimproved without a change to the process itself, but
to support your company/project strategies. Thejust by better clarification, training, measurement or
most critical areas should have "metrics" to trackemphasis on it.
performance and possibly, targets.
- Tips for organizing a process:
Excellent processes have or utilize:Determine WHAT is to be accomplished and WHY
first, before determining HOW, WHEN, WHO and
- Missionwith WHAT, pretty much in that sequence. This can
- Objectives, Metricsbest done correctly by putting the process in
- Responsibility-- who is in charge of process to seeperspective with the overall enterprise, business unit
that it is rightand workflow.
- Resources, such as:
- Material- Internal Process Improvement Checklist
- ManpowerHere is a list of improvement ideas to help out. Keep
- Energyin mind that some of these are radical and may
- Equipment- machinery, tools, technologyrequire planning and coordination. For example: don't
- Information- specs, direction, instructions,eliminate inspections of nuclear pressure vessels
procedures, software, scheduleswithout some overarching quality strategy in place,
- Activitiesalong with customer and regulatory approvals!
- Cycle Time
- Inputs- Identify or assign process "owners" and
- Outputs-- Products, by-products, wasteaccountability for implementation of improvements
- Defects (even excellent processes usually have)and ongoing performance results.
- Policies/Procedures- Compress time, do things faster and cheaper, by
- Tools/Technologyoverlapping operations, eliminating hold points and
inspections, scheduling better, eliminating capacity and
Do yours have these? Make sure their availability anddefect bottlenecks.
quality are addressed in your process review.- Eliminate non-essential activities.
- Eliminate non-value-added assets, such as excess
VALUE-ADDED ACTIVITY (VAA)inventory, space or unneeded equipment. Some say
this is impractical, because the assets are already
Activity/cost that actually increases the value of athere and the money is spent, but they might be
product or service in a customer's eyes. Fabricationsold, scrapped, transferred, leased or converted, with
and assembly are examples of this category. Thesome thought. For instance, a company had four
ideal process consists of only Value-Added Activitiesfactories, with much unneeded space. Employees
were encouraged to consolidate layouts, move out
NON-VALUE-ADDED ACTIVITY (NVAA)unneeded assets, rope off unused spaces and place
"FOR RENT" signs on them. Result from this and
Activity/cost that does not increase the value of aother actions: Plants were consolidated, one plant
product or service in the customer's eyes. Example:closed and employees transferred, some to better
storage. Decide if the activity is needed at all, is itjobs, remaining plants saved from closure.
duplicated anywhere, can it be done better or- Do activities in parallel or other optimized sequence
differently? Can the timing, method, material,to get high resource utilization while reducing cycle
equipment, speed, training, technique, setup,time.
specification be altered to improve the results? An- Reduce queue, move, setup, inspection, storage,
activity may be all value-added, all non-value-added,wait/administrative time.
or a mixture. Certain non-value-added activities may- Time-phase improvements to improve payback
still be needed, such as a storage requirement due towhile reducing risk.
a capacity imbalance or a wait for a required- Eliminate bottlenecks, which might be inadequate
inspection. Customers may see value in some ofcapacity, excessive setup time, bureaucratic check-in
these activities, if only to "Band-Aid" a weak process.out or approval procedures, etc.
- Reduce defects, through awareness programs,
NON-VALUE-ADDED ASSETpersonnel screening, process training, set-up training,
equipment tune-ups/maintenance, rebuilding
Non-productive asset. Assets kept working arereplacement, poke-a-yoke approaches, revised
more productive, but only if the output is actuallymaterial specs, better screening, reworked tooling,
needed and soon. The classic asset misuse isredesigned processes.
"keeping machines or people busy" even though the- Reduce capacity constraints/bottlenecks.
results aren't needed. This wastes investment by- Reduce number of required approvals, sign-offs.
inflating inventory, tying up material, space, capital,- Reduce steps, complexity, in general.
manpower and equipment resources. It is often- Reduce number of hand-offs. Reduce number of
aggravated by misapplication of metrics. For exampleorganizations, people, facilities involved- Change
a production manager who is measured by raw unitorganization and facilities to fit the desired process if
production "efficiency" measures is likely to commitfeasible.
this "sin." If assets cannot be kept productive under- Increase flexibility- avoid "hard wiring" the system,
this rule, then divestiture, replacement or outsourcingdesign it for change.
should be considered, as feasible. New metrics may- Use standardized approaches, "packaged" solutions,
also be needed.where practical.
- Simplify design of product, process, tooling,
CYCLE TIMEequipment. Use the simplest product, process,
equipment, tooling design that will get the job done
The total elapsed time to produce one unit. Thiseffectively. Only automate/make significant
includes all delays including elapsed set-up, queue,investments when significantly higher productivity,
move, inspection, rework and also the actualquality or speed will result. Beware of expensive
processing time. Typical processes have 60-95% idleinvestments that cannot be recovered, or result in
time, while product is not actually being worked on.losses of money or flexibility when volume, mix or
Therefore the greatest cycle time reductiondesign changes. Keep it flexible!
opportunities are normally, but not always, in delay- Try to modularize the new process design. Design
time. Lost time may be recovered by balancingprocess/business "objects" that are self contained in
operations, reducing: storage time, handling, waitingwhat they do, that can easily be linked to other
for approvals, queues, handoffs, inspection, etc.activities or processes and redesigned without having
Shorter cycle times usually improve competitivenessto "rewire" other activities or processes. They ideally
by cutting costs and response time.should be reusable and interchangeable elsewhere in
the organization, system, maybe even in other
WORK TIMEorganizations.
- Throw away functional organization charts and
Time required or spent actually working on thefunctional space layouts. Make the organization chart
product.and layout fit the process, not vice versa. This make
take significant time, planning and internal
TAKT TIMEsalesmanship.
- The amount of time and trouble to accomplish
Interval of time for each unit to be completed-theneeded changes is almost inversely proportional to
rate of production. A product may have a 2-hourthe support, strength and competence of the people
cycle time, but have three 20-minute operations andresponsible for approving and making the changes.
one 30-minute operation. One unit comes off the lineGet the best and most adaptable people you can
an average of every 30 minutes. Resources andafford. You can't afford weak people.
work content should be allocated to adjust Takt- Employ cheaper materials, or maybe even better,
Time to the desired rate of production.more expensive materials that reduce defects,
improve quality, reduce overall costs.
DEFECT- Reduce costs (most of the above reduce costs).
- Use OPM (Other People's Money)- "leverage" their
Anything about the product which is legitimately notinventory, capital equipment, technology, organization,
acceptable to the customer or internal authoritiesknowledge.
(normally, but not always, documented in- Set up supplier partnerships/contracts.
specifications). Defects result in added cost, lost time- Outsource where practical, in-source where you
or lost utility of the product to the customer, as wellare clearly better.
as delays in response time, wasted inventory and- Use consultants, where it makes sense.
capacity.- Utilize professional and trade associations contacts,
services and body of knowledge, to learn better
PROCESS CAPABILITYmethods, find and train better people, locate helpful
people and organizations.
The ability of the process to meet the desired- Use schools, colleges and universities, when they
quality and speed at an acceptable cost.can deliver useful knowledge.
- Brainstorm, get outside opinions from almost
METRICanyone you can-employees, managers, mad
scientists, poets, writers, freaks, even customers!
Important performance indicator to be measured.
Examples: Inventory turns, cycle time. Metrics shouldSelectively Employ:
be meaningful to the level of the people held
accountable. For instance, "average plant level cycle- Policies/Procedures
time" is not meaningful to a team responsible for- Checkpoints
assembling a certain model computer disc drive. They- Controls
need their own metric.- Auditing, Checking
- Metrics
CELL
... because these are "non-value-added" activities that
Production unit designed to make one productshould only be used as needed.
service line or process. Ideally, all resources needed
to complete a product or process are contained inLESSONS LEARNED
the cell. Cells may be arranged as component
assembly feeders to final assembly test cells.A. 80% of the improvement task is selling it and
Functionally-oriented cells have resulted ingetting peoples' support.
improvements, but product or process cells have
generally shown superior results.B. Organizations resist change, no matter what they
say. Certain individuals may help or even lead, but
WASTEmany people will slow down, stop or even reverse
improvements unless they are properly trained,
Any portion of an activity performed, resourcemotivated and led. Focus on education and change
assigned or utilized that is not absolutely essential tomanagement more than technical improvements.
meeting the mission/objectives of a legitimate
process.C. Talk to people first. Soften them up before the
big push. People who are your friends are more likely
LEAN MANUFACTURINGto help you, simply because you are familiar and they
like you. Find out what thy want/need and help them
Manufacturing process with as much waste asif possible.
possible eliminated. A Lean Manufacturing manifesto
and body of knowledge has been created and isD. Try to hire, transfer, or borrow like-minded
available through the Agility Forum. This is having apeople. It's often easier than trying to convert them.
profound influence on current thinking.
E. Simple systems usually work better than complex
INPUTS TO THE PROCESSones.
External to the ProcessF. People are more accepting of change when you
take the mystery out of it and show them what's in
Don't jump right into the detailed guts of theit for them.
process. Start at the top, with the product or service
to be provided. Make sure it is defined to meetG. People are much more accepting of change when
customers' expectations-technical specifications,you can show it working somewhere else, preferable
service requirements, quality and pricing. First makenearby and full-scale.
sure you're working on the right process, with the
right objectives! The biggest, easiest improvementsH. Teams and consensus are great, but strong
often occur right here, before even getting into theleadership still has its uses.
actual process in question.
I. Constant repetition and leadership by example are
"Frame the process"-Look at things external to theneeded. Don't think that you can simply state the
process first. Before you do anything, make sure youmission, objectives, conduct a brief training session,
know what you need the process to do. Therethen come back in a couple of months and reap rich
should be a clear, simple, strong overall missionrewards. This war will consist of multiple campaigns
statement. Examples: "Eyeglasses in one hour,"and many battles. There will be resistance,
(Lenscrafters) or... "When it [your package]indifference, confusion, conflicting priorities
absolutely, positively has to be there overnight."philosophies, even outright opposition, or worse yet,
(FedEx). Don't waste time improving the wrongcovert opposition. Persistence and determination are
process with the wrong mission or approach. As youcalled for!
break the process down into lower levels of detail,
each piece may not satisfy the overall missionJ. The process improvement methodology can be
statement, but it should be clear what role it plays instraightforward. There are other approaches besides
doing that. Accomplish this by formulating simplethis one. Some will yield better results, but may
objectives for each piece.require much more skill and complexity. The
methodology is only a framework. Technical expertise
The mission statement potentially has enormousand creativity are also needed. Beware of either
power to improve the process. For example, a whileletting "industry experts" drive the solution down the
back, we were brainstorming the warehousesame old roads and also letting those ignorant of
"process" with a client. The "owner'" of the processindustry lessons learned move into naive approaches.
stated that her "mission" was to receive material,
move it to inspection, store it, issue it to productionK. Imagination and creativity are needed for best
on work order kits when requested, replaceresults. The folks who were determined to deliver
shortages and rejections, move finished goods topackages overnight, provide a computer for "the rest
inspection and stores and "generate paperwork"of us", sell books over the Internet, invent the
(how's that for a mission?). After much discussion,Internet, provide eyeglasses in one hour, had real
the new mission agreed upon was to ensure thatvision (no pun intended) and enriched life for many.
material was safeguarded, provided to production as
needed and then accounted for. This triggered aProcess Improvement Examples
flood of changes, questioning the very existence of
warehouses, inspection, work orders, kits, etc. TheWhen this session is presented live, workshops
company ended up starting to certify key suppliers,examples are offered to illustrate the points made
using supplier-managed inventories, eliminating mostherein. If you're reading this, why don't you try the
work orders, using kanbans, pull systems, point ofideas out on your own with an actual case,
use storage and much smaller warehouses, inspectionpreferably a simple one to start with--one that
and overhead.people agree needs great improvement?
- Decide on scope of change, process boundaries.REFERENCES
Are you reengineering the whole company, one
process, several products, a department? Are youReengineering: 40 U$eful Hints," George J. Miller,
looking for a complete redesign or majorAPICS XX International Conference Proceedings,
improvements in the current approach or justAPICS, Falls Church, VA
incremental enhancements?The Process Reengineering Workbook, Jerry L.
Harbour, 1994, Quality Resources, NY, NY
- Formulate objectives and metrics--PreferablyReengineering Your Business, Morris & Brandon,
quantifiable and measurable. More important ones will1993, McGraw-Hill, NY
be assigned quantifiable metrics, such as cycle timeReengineering the Corporation, Hammer & Champy,
minutes, or defects for significant attributes. Don't1993, Harper-Collins Publishers, NY, NY
set them and measure them unless they areBusiness Process Improvement, James H. Harrington,
important, because it takes valuable resources and1991, McGraw-Hill, NY
time just to do that. Most metrics will fall into speed,This article is also available on our website:
cost and time categories. Others may relate toPROACTION - Generating Best Practices. It is an
flexibility, innovation and compliance/safety. Stillexcerpt of a paper originally written by George Miller,
others may meet quality of life and even aestheticFounder of PROACTION. It has been modified and
objectives. Metrics themselves are non-value-addedupdated by Paul Deis, PROACTION CEO.
activities, to be used only when needed.